civil war

Formal classification

James Fearon, a scholar of civil wars at Stanford University, defines a civil war as "a violent conflict within a country fought by organized groups that aim to take power at the center or in a region, or to change government policies". Ann Hironaka further specifies that one side of a civil war is the state. Stathis Kalyvas defines civil war as "armed combat taking place within the boundaries of a recognized sovereign entity between parties that are subject to a common authority at the outset of the hostilities." The intensity at which a civil disturbance becomes a civil war is contested by academics. Some political scientists define a civil war as having more than 1,000 casualties, while others further specify that at least 100 must come from each side. The Correlates of War, a dataset widely used by scholars of conflict, classifies civil wars as having over 1,000 war-related casualties per year of conflict. This rate is a small fraction of the millions killed in the Second Sudanese Civil War and Cambodian Civil War, for example, but excludes several highly publicized conflicts, such as The Troubles of Northern Ireland and the struggle of the African National Congress in Apartheid-era South Africa.

Based on the 1,000-casualties-per-year criterion, there were 213 civil wars from 1816 to 1997, 104 of which occurred from 1944 to 1997. If one uses the less-stringent 1,000 casualties total criterion, there were over 90 civil wars between 1945 and 2007, with 20 ongoing civil wars as of 2007.

The Geneva Conventions do not specifically define the term "civil war"; nevertheless, they do outline the responsibilities of parties in "armed conflict not of an international character". This includes civil wars; however, no specific definition of civil war is provided in the text of the Conventions.

Nevertheless, the International Committee of the Red Cross has sought to provide some clarification through its commentaries on the Geneva Conventions, noting that the Conventions are "so general, so vague, that many of the delegations feared that it might be taken to cover any act committed by force of arms". Accordingly, the commentaries provide for different 'conditions' on which the application of the Geneva Convention would depend; the commentary, however, points out that these should not be interpreted as rigid conditions. The conditions listed by the ICRC in its commentary are as follows:

Causes

According to a 2017 review study of civil war research, there are three prominent explanations for civil war: greed-based explanations which center on individuals' desire to maximize their profits, grievance-based explanations which center on conflict as a response to socioeconomic or political injustice, and opportunity-based explanations which center on factors that make it easier to engage in violent mobilization. According to the study, the most influential explanation for civil war onset is the opportunity-based explanation by James Fearon and David Laitin in their 2003 American Political Science Review article.

Greed

Scholars investigating the cause of civil war are attracted by two opposing theories, greed versus grievance. Roughly stated: are conflicts caused by differences of ethnicity, religion or other social affiliation, or do conflicts begin because it is in the economic best interests of individuals and groups to start them? Scholarly analysis supports the conclusion that economic and structural factors are more important than those of identity in predicting occurrences of civil war.

A comprehensive study of civil war was carried out by a team from the World Bank in the early 21st century. The study framework, which came to be called the Collier–Hoeffler Model, examined 78 five-year increments when civil war occurred from 1960 to 1999, as well as 1,167 five-year increments of "no civil war" for comparison, and subjected the data set to regression analysis to see the effect of various factors. The factors that were shown to have a statistically significant effect on the chance that a civil war would occur in any given five-year period were:

A high proportion of primary commodities in national exports significantly increases the risk of a conflict. A country at "peak danger", with commodities comprising 32% of gross domestic product, has a 22% risk of falling into civil war in a given five-year period, while a country with no primary commodity exports has a 1% risk. When disaggregated, only petroleum and non-petroleum groupings showed different results: a country with relatively low levels of dependence on petroleum exports is at slightly less risk, while a high level of dependence on oil as an export results in slightly more risk of a civil war than national dependence on another primary commodity. The authors of the study interpreted this as being the result of the ease by which primary commodities may be extorted or captured compared to other forms of wealth; for example, it is easy to capture and control the output of a gold mine or oil field compared to a sector of garment manufacturing or hospitality services.

A second source of finance is national diasporas, which can fund rebellions and insurgencies from abroad. The study found that statistically switching the size of a country's diaspora from the smallest found in the study to the largest resulted in a sixfold increase in the chance of a civil war.

Higher male secondary school enrollment, per capita income and economic growth rate all had significant effects on reducing the chance of civil war. Specifically, a male secondary school enrollment 10% above the average reduced the chance of a conflict by about 3%, while a growth rate 1% higher than the study average resulted in a decline in the chance of a civil war of about 1%. The study interpreted these three factors as proxies for earnings forgone by rebellion, and therefore that lower forgone earnings encourage rebellion. Phrased another way: young males (who make up the vast majority of combatants in civil wars) are less likely to join a rebellion if they are getting an education or have a comfortable salary, and can reasonably assume that they will prosper in the future.

Grievance

Most proxies for "grievance"—the theory that civil wars begin because of issues of identity, rather than economics—were statistically insignificant, including economic equality, political rights, ethnic polarization and religious fractionalization. Only ethnic dominance, the case where the largest ethnic group comprises a majority of the population, increased the risk of civil war. A country characterized by ethnic dominance has nearly twice the chance of a civil war. However, the combined effects of ethnic and religious fractionalization, i.e. the greater chance that any two randomly chosen people will be from separate ethnic or religious groups, the less chance of a civil war, were also significant and positive, as long as the country avoided ethnic dominance. The study interpreted this as stating that minority groups are more likely to rebel if they feel that they are being dominated, but that rebellions are more likely to occur the more homogeneous the population and thus more cohesive the rebels. These two factors may thus be seen as mitigating each other in many cases.

Criticism of the "greed versus grievance" theory

David Keen, a professor at the Development Studies Institute at the London School of Economics is one of the major critics of greed vs. grievance theory, defined primarily by Paul Collier, and argues the point that a conflict, although he cannot define it, cannot be pinpointed to simply one motive. He believes that conflicts are much more complex and thus should not be analyzed through simplified methods. He disagrees with the quantitative research methods of Collier and believes a stronger emphasis should be put on personal data and human perspective of the people in conflict.

Beyond Keen, several other authors have introduced works that either disprove greed vs. grievance theory with empirical data, or dismiss its ultimate conclusion. Authors such as Cristina Bodea and Ibrahim Elbadawi, who co-wrote the entry, "Riots, coups and civil war: Revisiting the greed and grievance debate", argue that empirical data can disprove many of the proponents of greed theory and make the idea "irrelevant". They examine a myriad of factors and conclude that too many factors come into play with conflict, which cannot be confined to simply greed or grievance.

Anthony Vinci makes a strong argument that "fungible concept of power and the primary motivation of survival provide superior explanations of armed group motivation and, more broadly, the conduct of internal conflicts".

Opportunities

James Fearon and David Laitin find that ethnic and religious diversity does not make civil war more likely. They instead find that factors that make it easier for rebels to recruit foot soldiers and sustain insurgencies, such as "poverty—which marks financially & bureaucratically weak states and also favors rebel recruitment—political instability, rough terrain, and large populations" make civil wars more likely.

Such research finds that civil wars happen because the state is weak; both authoritarian and democratic states can be stable if they have the financial and military capacity to put down rebellions.

Some scholars, such as Lars-Erik Cederman of the Center for Security Studies (CSS) at the Swiss Federal Institute of Technology, have criticized the data used by Fearon and Laitin to determine ethnic and religious diversity. In his 2007 paper Beyond Fractionalization: Mapping Ethnicity onto Nationalist Insurgencies, Cederman argues that the ethno-linguistic fractionalization index (ELF) used by Fearon, Laitin and other political scientists is flawed. E.L.F. Cederman states, measures diversity on a country's population-wide level and makes no attempt to determine the number of ethnic groups in relation to what role they play in the power of the state and its military. Cederman believes it makes little sense to test hypotheses relating national ethnic diversity to civil war outbreak without any explicit reference to how many different ethnic groups actually hold power in the state. This suggests that ethnic, linguistic and religious cleavages can matter, depending on the extent to which the various groups have ability and influence to mobilize on either side of a forming conflict. Themes explored in Cederman's later work criticizing the use of ethnic fractionalization measures as input variables to predict civil war outbreak relate to these indices not accounting for the geographical distribution of ethnic groups within countries, as this can affect their access to regional resources and commodities, which in turn can lead to conflict. A third theme explored by Cederman is that ethnolinguistic fractionalization does not quantify the extent to which there is pre-existing economic inequality between ethnic groups within countries. In a 2011 article, Cederman and fellow researchers describe finding that "in highly unequal societies, both rich and poor groups fight more often than those groups whose wealth lies closer to the country average", going against the opportunity-based explanation for civil war outbreak.

Michael Bleaney, Professor of International Economics at the University of Nottingham, published a 2009 paper titled Incidence, Onset and Duration of Civil Wars: A Review of the Evidence, which tested numerous variables for their relationship to civil war outbreak with different datasets, including that utilized by Fearon and Laitin. Bleaney concluded that neither ethnoreligious diversity, as measured by fractionalization, nor another variable, ethnic polarization, defined as the extent to which individuals in a population are distributed across different ethnic groups, were "a sufficient measure of diversity as it affects the probability of conflict."

Other causes

In a state torn by civil war, the contesting powers often do not have the ability to commit or the trust to believe in the other side's commitment to put an end to war. When considering a peace agreement, the involved parties are aware of the high incentives to withdraw once one of them has taken an action that weakens their military, political or economical power. Commitment problems may deter a lasting peace agreement as the powers in question are aware that neither of them is able to commit to their end of the bargain in the future. States are often unable to escape conflict traps (recurring civil war conflicts) due to the lack of strong political and legal institutions that motivate bargaining, settle disputes, and enforce peace settlements. Electoral wipeouts can contribute to restart of conflicts.

Political scientist Barbara F. Walter suggests that most contemporary civil wars are actually repeats of earlier civil wars that often arise when leaders are not accountable to the public, when there is poor public participation in politics, and when there is a lack of transparency of information between the executives and the public. Walter argues that when these issues are properly reversed, they act as political and legal restraints on executive power forcing the established government to better serve the people. Additionally, these political and legal restraints create a standardized avenue to influence government and increase the commitment credibility of established peace treaties. It is the strength of a nation's institutionalization and good governance—not the presence of democracy nor the poverty level—that is the number one indicator of the chance of a repeat civil war, according to Walter.

High levels of population dispersion and, to a lesser extent, the presence of mountainous terrain, increased the chance of conflict. Both of these factors favor rebels, as a population dispersed outward toward the borders is harder to control than one concentrated in a central region, while mountains offer terrain where rebels can seek sanctuary. Rough terrain was highlighted as one of the more important factors in a 2006 systematic review.

The various factors contributing to the risk of civil war rise increase with population size. The risk of a civil war rises approximately proportionately with the size of a country's population.

There is a correlation between poverty and civil war, but the causality (which causes the other) is unclear. Some studies have found that in regions with lower income per capita, the likelihood of civil war is greater. Economists Simeon Djankov and Marta Reynal-Querol argue that the correlation is spurious, and that lower income and heightened conflict are instead products of other phenomena. In contrast, a study by Alex Braithwaite and colleagues showed systematic evidence of "a causal arrow running from poverty to conflict".

Effects

Civil wars often have severe economic consequences: two studies estimate that each year of civil war reduces a country's GDP growth by about 2%. It also has a regional effect, reducing the GDP growth of neighboring countries. Civil wars also have the potential to lock the country in a conflict trap, where each conflict increases the likelihood of future conflict.

Duration

Ann Hironaka, author of Neverending Wars, divides the modern history of civil wars into the pre-19th century, 19th century to early 20th century, and late 20th century. In 19th-century Europe, the length of civil wars fell significantly, largely due to the nature of the conflicts as battles for the power center of the state, the strength of centralized governments, and the normally quick and decisive intervention by other states to support the government. Following World War II the duration of civil wars grew past the norm of the pre-19th century, largely due to weakness of the many postcolonial states and the intervention by major powers on both sides of conflict. The most obvious commonality to civil wars are that they occur in fragile states.

In the 19th and early 20th centuries

Civil wars in the 19th century and in the early 20th century tended to be short; civil wars between 1900 and 1944 lasted on average one and a half years. The state itself formed the obvious center of authority in the majority of cases, and the civil wars were thus fought for control of the state. This meant that whoever had control of the capital and the military could normally crush resistance. A rebellion which failed to quickly seize the capital and control of the military for itself normally found itself doomed to rapid destruction. For example, the fighting associated with the 1871 Paris Commune occurred almost entirely in Paris, and ended quickly once the military sided with the government at Versailles and conquered Paris.

The power of non-state actors resulted in a lower value placed on sovereignty in the 18th and 19th centuries, which further reduced the number of civil wars. For example, the pirates of the Barbary Coast were recognized as de facto states because of their military power. The Barbary pirates thus had no need to rebel against the Ottoman Empire—their nominal state government—to gain recognition of their sovereignty. Conversely, states such as Virginia and Massachusetts in the United States of America did not have sovereign status, but had significant political and economic independence coupled with weak federal control, reducing the incentive to secede.

The two major global ideologies, monarchism and democracy, led to several civil wars. However, a bi-polar world, divided between the two ideologies, did not develop, largely due to the dominance of monarchists through most of the period. The monarchists would thus normally intervene in other countries to stop democratic movements taking control and forming democratic governments, which were seen by monarchists as being both dangerous and unpredictable. The Great Powers (defined in the 1815 Congress of Vienna as the United Kingdom, Habsburg Austria, Prussia, France, and Russia) would frequently coordinate interventions in other nations' civil wars, nearly always on the side of the incumbent government. Given the military strength of the Great Powers, these interventions nearly always proved decisive and quickly ended the civil wars.

There were several exceptions from the general rule of quick civil wars during this period. The American Civil War (1861–1865) was unusual for at least two reasons: it was fought around regional identities as well as political ideologies, and it ended through a war of attrition, rather than with a decisive battle over control of the capital, as was the norm. The Spanish Civil War (1936–1939) proved exceptional because both sides in the struggle received support from intervening great powers: Germany, Italy, and Portugal supported opposition leader Francisco Franco, while France and the Soviet Union supported the government (see proxy war).

Since 1945

In the 1990s, about twenty civil wars were occurring concurrently during an average year, a rate about ten times the historical average since the 19th century. However, the rate of new civil wars had not increased appreciably; the drastic rise in the number of ongoing wars after World War II was a result of the tripling of the average duration of civil wars to over four years. This increase was a result of the increased number of states, the fragility of states formed after 1945, the decline in interstate war, and the Cold War rivalry.

Following World War II, the major European powers divested themselves of their colonies at an increasing rate: the number of ex-colonial states jumped from about 30 to almost 120 after the war. The rate of state formation leveled off in the 1980s, at which point few colonies remained. More states also meant more states in which to have long civil wars. Hironaka statistically measures the impact of the increased number of ex-colonial states as increasing the post-World War II incidence of civil wars by +165% over the pre-1945 number.

While the new ex-colonial states appeared to follow the blueprint of the idealized state—centralized government, territory enclosed by defined borders, and citizenry with defined rights—as well as accessories such as a national flag, an anthem, a seat at the United Nations and an official economic policy, they were in actuality far weaker than the Western states they were modeled after. In Western states, the structure of governments closely matched states' actual capabilities, which had been arduously developed over centuries. The development of strong administrative structures, in particular those related to extraction of taxes, is closely associated with the intense warfare between predatory European states in the 17th and 18th centuries, or in Charles Tilly's famous formulation: "War made the state and the state made war". For example, the formation of the modern states of Germany and Italy in the 19th century is closely associated with the wars of expansion and consolidation led by Prussia and Sardinia-Piedmont, respectively. The Western process of forming effective and impersonal bureaucracies, developing efficient tax systems, and integrating national territory continued into the 20th century. Nevertheless, Western states that survived into the latter half of the 20th century were considered "strong" by simple reason that they had managed to develop the institutional structures and military capability required to survive predation by their fellow states.

In sharp contrast, decolonization was an entirely different process of state formation. Most imperial powers had not foreseen a need to prepare their colonies for independence; for example, Britain had given limited self-rule to India and Sri Lanka, while treating British Somaliland as little more than a trading post, while all major decisions for French colonies were made in Paris and Belgium prohibited any self-government up until it suddenly granted independence to its colonies in 1960. Like Western states of previous centuries, the new ex-colonies lacked autonomous bureaucracies, which would make decisions based on the benefit to society as a whole, rather than respond to corruption and nepotism to favor a particular interest group. In such a situation, factions manipulate the state to benefit themselves or, alternatively, state leaders use the bureaucracy to further their own self-interest. The lack of credible governance was compounded by the fact that most colonies were economic loss-makers at independence, lacking both a productive economic base and a taxation system to effectively extract resources from economic activity. Among the rare states profitable at decolonization was India, to which scholars credibly argue that Uganda, Malaysia and Angola may be included. Neither did imperial powers make territorial integration a priority, and may have discouraged nascent nationalism as a danger to their rule. Many newly independent states thus found themselves impoverished, with minimal administrative capacity in a fragmented society, while faced with the expectation of immediately meeting the demands of a modern state. Such states are considered "weak" or "fragile". The "strong"-"weak" categorization is not the same as "Western"-"non-Western", as some Latin American states like Argentina and Brazil and Middle Eastern states like Egypt and Israel are considered to have "strong" administrative structures and economic infrastructure.

Effect of the Cold War

The Cold War (1947–1991) provided a global network of material and ideological support that often helped perpetuate civil wars, which were mainly fought in weak ex-colonial states rather than the relatively strong states that were aligned with the Warsaw Pact and North Atlantic Treaty Organization.

In some cases, superpowers would superimpose Cold War ideology onto local conflicts, while in others local actors using Cold War ideology would attract the attention of a superpower to obtain support. A notable example is the Greek Civil War (1946–1949), which erupted shortly after the end of World War II. This conflict saw the communist-dominated Democratic Army of Greece, supported by Yugoslavia and the Soviet Union, opposing the Kingdom of Greece, which was backed by the United Kingdom and the United States under the Truman Doctrine and the Marshall Plan.

Using a separate statistical evaluation than used above for interventions, civil wars that included pro- or anti-communist forces lasted 141% longer than the average non-Cold War conflict, while a Cold War civil war that attracted superpower intervention resulted in wars typically lasting over three times as long as other civil wars. Conversely, the end of the Cold War marked by the fall of the Berlin Wall in 1989 resulted in a reduction in the duration of Cold War civil wars of 92% or, phrased another way, a roughly ten-fold increase in the rate of resolution of Cold War civil wars. Lengthy Cold War-associated civil conflicts that ground to a halt include the wars of Guatemala (1960–1996), El Salvador (1979–1991) and Nicaragua (1970–1990).

Post-2003

According to Barbara F. Walter, post-2003 civil wars are different from previous civil wars in that most are situated in Muslim-majority countries; most of the rebel groups espouse radical Islamist ideas and goals; and most of these radical groups pursue transnational rather than national aims. She attributes this shift to changes in information technology, especially the advent of the Web 2.0 in the early 2000s.

Termination

Civil wars can end with victory of one side, draws, negotiation and peace treaties, ceasefires or continue as frozen conflicts.

The effectiveness of peacekeeping is widely debated, in part because the data suffers from selection bias; as Fortna has argued, peacekeepers select themselves into difficult cases. When controlling for this effect, Forta holds that peacekeeping is resoundingly successful in shortening wars. However, other scholars disagree. Knaus and Stewart are extremely skeptical as to the effectiveness of interventions, holding that they can only work when they are performed with extreme caution and sensitivity to context, a strategy they label 'principled incrementalism'. Few interventions, for them, have demonstrated such an approach. Other scholars offer more specific criticisms; Dube and Naidu, for instance, show that US military aid, a less conventional form of intervention, seems to be siphoned off to paramilitaries thus exacerbating violence. Weinstein holds more generally that interventions might disrupt processes of 'autonomous recovery' whereby civil war contributes to state-building. Power sharing electoral systems can reduce the recurrence of civil wars.