First denunciation
On 17 January 1936 Joseph Stalin paid a rare visit to the opera for a performance of a new work, Quiet Flows the Don, based on the novel by Mikhail Sholokhov, by the little-known composer Ivan Dzerzhinsky, who was called to Stalin's box at the end of the performance and told that his work had "considerable ideological-political value". On 26 January, Stalin revisited the opera, accompanied by Vyacheslav Molotov, Andrei Zhdanov and Anastas Mikoyan, to hear Lady Macbeth of the Mtsensk District. He and his entourage left without speaking to anyone. Shostakovich had been forewarned by a friend that he should postpone a planned concert tour in Arkhangelsk to be present at that particular performance. Eyewitness accounts testify that Shostakovich was "white as a sheet" when he went to take his bow after the third act.
The next day Shostakovich left for Arkhangelsk, where he heard on 28 January that Pravda had published an editorial titled "Muddle Instead of Music", complaining that the opera was a "deliberately dissonant, muddled stream of sounds ...[that] quacks, hoots, pants and gasps". Shostakovich continued his performance tour as scheduled, with no disruptions. From Arkhangelsk, he instructed Isaac Glikman to subscribe to a clipping service. The editorial was the signal for a nationwide campaign, during which even Soviet music critics who had praised the opera were forced to recant in print, saying they "failed to detect the shortcomings of Lady Macbeth as pointed out by Pravda". There was resistance from those who admired Shostakovich, including Sollertinsky, who turned up at a composers' meeting in Leningrad called to denounce the opera and praised it instead. Two other speakers supported him. When Shostakovich returned to Leningrad, he had a telephone call from the commander of the Leningrad Military District, who had been asked by Marshal Mikhail Tukhachevsky to make sure that he was alright. When the writer Isaac Babel was under arrest four years later, he told his interrogators that "it was common ground for us to proclaim the genius of the slighted Shostakovich".
On 6 February Shostakovich was again attacked in Pravda, this time for his light comic ballet The Limpid Stream, which was denounced because "it jangles and expresses nothing" and did not give an accurate picture of peasant life on a collective farm. Fearful that he was about to be arrested, Shostakovich secured an appointment with the Chairman of the USSR State Committee on Culture, Platon Kerzhentsev, who reported to Stalin and Molotov that he had instructed the composer to "reject formalist errors and in his art attain something that could be understood by the broad masses", and that Shostakovich had admitted being in the wrong and had asked for a meeting with Stalin, which was not granted.
The Pravda campaign against Shostakovich caused his commissions and concert appearances, and performances of his music, to decline markedly. His monthly earnings dropped from an average of as much as 12,000 rubles to as little as 2,000.
1936 marked the beginning of the Great Purge, in which many of Shostakovich's friends and relatives were imprisoned or killed. These included Tukhachevsky, executed 12 June 1937; his brother-in-law Vsevolod Frederiks, who was eventually released but died before he returned home; his close friend Nikolai Zhilyayev, a musicologist who had taught Tukhachevsky, was executed; his mother-in-law, the astronomer Sofiya Mikhaylovna Varzar, who was sent to a camp in Karaganda and later released; his friend the Marxist writer Galina Serebryakova, who spent 20 years in the gulag; his uncle Maxim Kostrykin (died); and his colleagues Boris Kornilov (executed) and Adrian Piotrovsky (executed).
Shostakovich's daughter Galina was born during this period in 1936; his son Maxim was born two years later.
The publication of the Pravda editorials coincided with the composition of Shostakovich's Fourth Symphony. The work continued a shift in his style, influenced by the music of Mahler, and gave him problems as he attempted to reform his style. Despite the Pravda articles, he continued to compose the symphony and planned a premiere at the end of 1936. Rehearsals began that December, but according to Isaac Glikman, who had attended the rehearsals with the composer, the manager of the Leningrad Philharmonic persuaded Shostakovich to withdraw the symphony. Shostakovich did not repudiate the work and retained its designation as his Fourth Symphony. (A reduction for two pianos was performed and published in 1946, and the work was finally premiered in 1961.)
In the months between the withdrawal of the Fourth Symphony and the completion of the Fifth on 20 July 1937, the only concert work Shostakovich composed was the Four Romances on Texts by Pushkin.
The composer's response to his denunciation was the Fifth Symphony of 1937, which was musically more conservative than his recent works. Premiered on 21 November 1937 in Leningrad, it was a phenomenal success, bringing many audience members to tears. Later, Shostakovich's disputed memoir, Testimony, stated: "I'll never believe that a man who understood nothing could feel the Fifth Symphony. Of course they understood, they understood what was happening around them and they understood what the Fifth was about".
The success put Shostakovich in good standing once again. Music critics and the authorities alike, including those who had earlier accused him of formalism, claimed that he had learned from his mistakes and become a true Soviet artist. In a newspaper article published under Shostakovich's name, the Fifth was characterized as "A Soviet artist's creative response to just criticism". The composer Dmitry Kabalevsky, who had been among those who disassociated themselves from Shostakovich when the Pravda article was published, praised the Fifth and congratulated Shostakovich for "not having given in to the seductive temptations of his previous 'erroneous' ways".
It was also at this time that Shostakovich composed the first of his string quartets. In September 1937, he began to teach composition at the Leningrad Conservatory, which provided some financial security.