Liu Bei

Physical appearance

The historical text Records of the Three Kingdoms describes Liu Bei as a man seven chi and five cun tall (approximately 1.74 metres), with long arms that "extended beyond his knees" and ears so large that "he himself could see them". According to the Chronicles of Huayang, Liu Bei had been called "Big Ears" (大耳) by both Lü Bu and Cao Cao. Furthermore, an anecdote shared with Zhang Yu mentions that Liu Bei in his fifties was noted to be beardless.

Family background

According to the third-century historical text Records of the Three Kingdoms, Liu Bei was born in Zhuo County, Zhuo Commandery (present-day Zhuozhou, Hebei). He was a descendant of Liu Sheng, who was the ninth son of Emperor Jing and the first King of Zhongshan in Han dynasty. However, Pei Songzhi's fifth-century commentary, based on the Dianlüe (典略), said that Liu Bei was a descendant of the Marquis of Linyi (臨邑侯). The title "Marquis of Linyi" was held by:

Liu Fu (劉復; a great-nephew of Emperor Guangwu) and later by Liu Fu's son Liu Taotu (劉騊駼), who were descendants of Liu Fa (劉發), King Ding of Changsha – another son of Emperor Jing.

Liu Rang (劉讓), a descendant of Liu Shun (劉舜), King Xian of Changshan, – yet another son of Emperor Jing.

Thus, it was possible that Liu Bei descended from either of those two patrilineal lines rather than Liu Sheng's line.

Liu Bei's grandfather Liu Xiong (劉雄) and father Liu Hong (劉弘) both served in provincial and commandery offices. Liu Bei's grandfather, Liu Xiong was recommended as a candidate for civil office in the xiaolian process. Then, he rose to become prefect of Fan (范) in Dong Commandery.

Early life (161–184)

Liu Bei's father, Liu Hong, didn't live long, so Liu Bei grew up poor. To support themselves, he and his mother sold shoes and woven straw mats. Despite this, Liu Bei was full of ambition from childhood. In the southeast of his house, there was a mulberry tree that was very tall (11.5 meters high). When looked from far away, the tree's shade was similar to a small cart therefore people from all around the village felt that this tree was unique with some saying that the house would produce a person of nobility. A fortune teller named Li Ding (李定) of Zhuo stated: "This family will certainly produce an estimable man." When he was a child, Liu Bei would play beneath the tree with other children from the village. He would often say: "I must ride in this feather covered chariot (emperor chariot)." Liu Bei's uncle Zijing (子敬) thought of Liu Bei's dream as foolish and that he would bring destruction to his house.

In 175, when he was 14, his mother sent him to study with Lu Zhi, a distinguished man and former grand administrator of Jiujiang Commandery. Lu Zhi was from Zhuo Commandery, the same as Liu Bei. One of his fellow-students was Gongsun Zan of Liaodong, with whom he became friends. Since Gongsun Zan was older, Liu Bei treated him as an elder brother. Another fellow-student was his kinsman Liu Deran (劉德然). Liu Deran's father, Yuanqi (元起), often gave Liu Bei material support to help him and his mother and treated him the same as his son, Liu Deran. Yuanqi's wife wasn't happy about this and told him: “Each has his own family. How can you regularly do this?” Yuanqi answered: “This boy is in our clan, and he is an extraordinary person.”

The adolescent Liu Bei was said to be unenthusiastic about studying. However he was fond of dogs and horses; he also displayed interest in hunting, music and dressing in fine clothing. He enjoyed associating with braves (haoxia), and in his youth he fought and hung out with them. He would not manifest his anger or happiness and always showed a pleasant face in front of others. Liu Bei was charismatic and all the heroic youth bonded with him.

Around this time, two very wealthy great horse merchants from Zhongshan, Zhang Shiping (張世平) and Su Shuang (蘇雙), met Liu Bei while passing through Zhuo commandery selling horses. They were so struck by his appearance and personality that they gifted him much money and wealth, allowing Liu Bei to assemble a large group of followers.

Yellow Turban Rebellion (184–189)

In 184, at the end of the reign of Emperor Ling, the Yellow Turbans rose up and started the Yellow Turban Rebellion. Every province and commandery called for righteous men to defend the country. Liu Bei led his followers, including among them Guan Yu, Zhang Fei and Jian Yong, to join the local government forces led by Colonel Zou Jing, participating in battles against the rebels with distinction. Around this time, Liu Ziping of Pingyuan heard of Liu Bei's reputation as a brave man. When Zhang Chun (張純) rebelled, the Qing Province was ordered by imperial decree to send an attendant official to lead an army to defeat Zhang Chun. As they passed through Pingyuan, Ziping recommended Liu Bei to the attendant official. Liu Bei accepted and joined him. When they met the rebels in the field, Liu Bei was gravely wounded and had to feign being dead. After the rebels left, Bei's friend loaded him onto a cart, carrying him away to safety. In recognition of his contributions, the Han central government appointed Liu Bei as the Commandant (尉) of Anxi County (安喜縣; northwest of present-day Anguo, Hebei), one of the counties in Zhongshan Commandery (中山郡).

Later, the Han central government decreed that any official who had gained a post as a reward for military contributions was to be dismissed, yet Liu Bei doubted that he would be dismissed. When he saw an inspector sent to his prefecture, he wanted to meet him. The inspector, however, refused to see him, claiming illness. Liu Bei was furious; he returned to his office, led clerks and soldiers to the postal relay station, and forced his way through the door, proclaiming: "I have been secretly instructed by the commandery administrator to arrest the inspector!" Thereupon he bound the inspector, took him to the outskirts of the district, and tied him to a tree. Liu Bei undid his ribbon of office and hung it on the inspector's neck, whereupon he had the inspector lashed more than one hundred times with a bamboo stave. Liu Bei wanted to kill the inspector, but was dissuaded by the latter's pleas for mercy. Afterwards, he vacated his office.

He then travelled south with his followers to join another militia. Around this time, the General-in-Chief He Jin sent the Chief Commandant Guanqiu Yi (毌丘毅) to Danyang with the mission to recruit soldiers and Liu Bei joined him in fighting the Yellow Turbans remnants in Xu Province. When they reached Xiapi, they met the rebel army and Liu Bei fought hard with talent. As a reward for his contributions, he was appointed as Assistant (下密丞) in the commandery office. Again, he resigned from his post. According to the Records of Heroes written by Wang Can, Liu Bei then visited the imperial capital where he met Cao Cao. He joined him as they returned to Cao Cao's ancestral home in Pei State, which is present-day Bozhou, Anhui. where they recruited and gathered many people.

Warlord state

In Gongsun Zan's service (189–194)

When Emperor Ling died in 189, the land fell into chaos. Therefore, Liu Bei raised an army and joined the Campaign against Dong Zhuo. Later, when he returned to Gaotang County, the commandery was overwhelmed by rebels, so he opted to move north to join an old friend, the warlord Gongsun Zan. In 191, they scored a major victory against another warlord Yuan Shao (the leader of the former alliance against Dong Zhuo) in their struggle for control of Ji Province and Qing Province. Gongsun Zan nominated Liu Bei to be the Chancellor (相) of Pingyuan State and sent him to join his subordinate Tian Kai in fighting Yuan Shao's eldest son Yuan Tan in Qing Province. In defending against the governor of Ji province, Yuan Shao, he fought many battles with distinction. Therefore, he was appointed probationary Prefect (令) of Pingyuan and later was made the concurrent Chancellor (相).

While he was in Pingyuan, a resident named Liu Ping (劉平), who had long held Liu Bei in low esteem and who was ashamed of having to serve under him, hired an assassin to kill Liu Bei. Liu Bei, however, didn't realize the assassin's intention, treating him so generously that the assassin could not bring himself to kill him. The assassin informed Liu Bei about Liu Ping's plot before he left. Such was the extent to which Liu Bei had won the hearts of the people. Pingyuan was poor and its people starving, so some banded together to commit robbery. Liu Bei guarded against such bandits while carrying out generous economic measures. He had elites and commoners sit on the same mat and eat from the same pot. He felt no cause to be disdainful, so people attached themselves to him in droves.

During his tenure at Pingyuan, Kong Rong worked as the Chancellor of Beihai State (北海國) and was besieged by an army led by Yellow Turbans. He sent Taishi Ci to ask for reinforcement from Liu Bei. When he learned of this, Liu Bei said: "So, Kong Wenju knows that there is a Liu Bei in this world?" Thereafter, he sent troops to rescue Kong Rong and the siege was lifted.

Succeeding Tao Qian (194)

At this time, an alliance of Yuan Shu, Tao Qian and Gongsun Zan opposed an alliance of Yuan Shao, Cao Cao and Liu Biao. In 194, Cao Cao attacked Tao Qian, the Governor of Xu Province. In face of strong pressure from Cao Cao, Tao Qian appealed to Tian Kai for help. Tian Kai and Liu Bei led their armies to support Tao Qian. Liu Bei himself led over 5,000 soldiers with mixed barbarian cavalry from the Wuhuan of You province. He also conscripted several thousand commoners.

Despite initial success in the invasion, Cao Cao's subordinate Zhang Miao rebelled and allowed Lü Bu to take over Cao Cao's base in Yan Province, forcing Cao Cao to retreat from Xu Province. Tao Qian asked Liu Bei to station his army in nearby Xiaopei and gave him 4,000 more troops from Danyang in addition to the troops and Wuhuan cavalry already under his command. Thus, Liu Bei broke with his superior Tian Kai for Tao Qian, who then memorialized the court to have Liu Bei appointed as the Inspector of Yu province. Liu Bei led his army to Xiaopei, then proceeded to raise troops around the area, and actively built-up connections with influential clans and people of the region. In a rather short period of time, he had gained the support of the two most powerful families in Xu Province: the Mi family led by Mi Zhu and Mi Fang and the Chen family led by Chen Gui and Chen Deng.

The previously mentioned Chen Deng was a man of great talent and enjoyed giving appraisal of well known people. He once said to the scholar Chen Jiao (陳矯) about Liu Bei: "When It comes to those of bold character that are destined to be heroes, those who lay great plan to become hegemon-kings, I respect Liu Bei." Then he grouped him along with Chen Ji, Hua Xin and Kong Rong as outstanding individuals.

Soon Tao Qian's illness became serious and he told the Bieja (別駕; important assistant to the governor of the province) Mi Zhu: "Other than Liu Bei, there is no one who can bring peace to this province." Upon Tao Qian's death in 194, the Mi family backed Liu Bei instead of one of Tao Qian's sons to be the new Governor of Xu Province. Mi Zhu then led the residents of the province to meet Liu Bei however he was still hesitant and apprehensive about taking this post. He then consulted Kong Rong and Chen Deng.

Chen Deng told him: "Today the House of Han is in decline and the empire is in chaos. It is the moment to establish merit and to accomplish affairs. This province is rich with a population of one million. We wish to impose on you the post of the inspector and have you assume charge of the affairs of the province." Liu Bei answered: "Yuan Shu is nearby at Shouchun. That man is from a line of four dukes in five generations. The empire is turning to him. You can give the province to him.” Chen Deng then said: "Gonglu is arrogant. He is not the ruler to bring order out of the chaos. Now, I wish to assemble 100 000 infantry and cavalry for my lord. Above, you can assist our sovereign and bring aid to the common people then you could fulfill the calling of the Five Hegemons. Below you could allocate territory and preserve the boundaries. Finally, you could write your achievements on bamboo and silk to be recorded for the posterity. If the inspector does not assent then I also dare not to obey the inspector."

Conflict with Lü Bu (195–198)

In 195, Lü Bu was defeated by Cao Cao and sought shelter under Liu Bei. In the next year, Yuan Shu led an army to invade Xu Province. In response, Liu Bei led his troops to counter Yuan Shu's advances near present-day Xuyi County and stopped him at Xuyi and Huaiyin (淮陰). Around this time, Cao Cao memorialized to appoint Liu Bei as General Who Subdues The East (鎮東將軍) and enfeoffed him as marquis of Yicheng Village (宜城亭侯). This was in the first year of the Jian'an period (196).

Liu Bei and Yuan Shu had a standoff for about a month without any decisive result. In the meantime, Zhang Fei whom Liu Bei left in charge of Xiapi Commandery (下邳郡; around present-day Pizhou, Jiangsu), the capital of Xu Province, murdered Cao Bao, the Chancellor of Xiapi after an intense quarrel. Cao Bao's death stirred up unrest in Xiapi Commandery which provided the warlord Lü Bu an opportunity to link up with defectors from Liu Bei's side to seize control of Xiapi Commandery and capture Liu Bei's family.

Upon receiving news of Lü Bu's intrusion, Liu Bei immediately headed back to Xiapi Commandery but most of his troops scattered along the way. With his remaining men, Liu Bei moved eastward to take Guangling Commandery where Yuan Shu's forces defeated him. Liu Bei then retreated to Haixi County (海西縣; southeast of present-day Guannan County, Jiangsu).

However, surrounded by hostile forces and facing a lack of food supplies. Liu Bei's army, both soldiers and military officers resorted to cannibalism. Pressed by poverty and hunger, Liu Bei's men wanted to return to Xiapi. Liu Bei eventually had no choice but to send an official request to surrender to Lü Bu who accepted his surrender and ordered Liu Bei to return to the seat of Xu and to combine their strength to defeat Yuan Shu. He then prepared the regional inspector's chariot and returned his family to the bank of the Si River as an act of good faith. Before Liu Bei left, there was a farewell banquet and everyone seemed happy.

Lü Bu, fearing that Yuan Shu would turn on him after eliminating Liu Bei, obstructed Yuan Shu's attempts to destroy Liu Bei. At this time, Lü Bu's commanders said to him: "Liu Bei has changed his allegiance too often. It is difficult to know what he is going to do and develop relations with him. Soon, you will have to think of a way to take care of him." However, Lü Bu didn't listen to them and even related the matter to Liu Bei. Liu Bei was alarmed and maneuvered to distance himself sending a messenger to Lü Bu with a request to be relocated to Xiaopei. Lü Bu agreed, and Liu Bei was able to safely arrive at Xiaopei where he immediately raised 10 000 troops.

Role in the Cao–Yuan conflict (199–201)

By 199, Cao Cao enjoyed a strong political advantage over his rivals because he had Emperor Xian and the Han central government firmly under his control. During this time, Liu Bei participated in a conspiracy with Dong Cheng, Colonel of the Chang River Encampment Zhong Ji (種輯), General Wu Zilan (吳子蘭) and General Wang Zifu (王子服) to assassinate Cao Cao, after Dong Cheng had received a secret edict from within the Emperor Xian's clothing and girdle to kill Cao Cao. Around this time, Cao Cao said brusquely to Liu Bei: "Currently among the heroes of the empire, there is only you and I. The ilk of Benchu are not worth counting.” At this moment, Liu Bei was taking a bite and from the shock dropped his chopstick and spoon. He excused himself on account of a clap of thunder and told Cao Cao: "When the wise said, “If there is a sudden clap of thunder and a fierce wind, I must change my countenance” it was truly with reason. The awesomeness of a single clap can cause this!"

However, at the same time, Liu Bei was anxious to leave Xuchang and be free of Cao Cao's control. Thus, upon hearing news that Yuan Shu was on his way to join Yuan Shao after his defeat, Liu Bei requested permission from Cao Cao to lead an army to stop Yuan Shu. Cao Cao agreed and sent Liu Bei and Zhu Ling to lead an army to block Yuan Shu, who couldn't pass through them and was forced to retreat back to his base in Shouchun and died there later that year. While Zhu Ling returned to Xu, Liu Bei remained in command of the army and led them to attack and seize control of Xu Province after murdering Che Zhou (車冑), the provincial governor appointed by Cao Cao. Liu Bei then moved to Xiaopei while leaving Guan Yu in charge of Xu Province's capital, Xiapi.

According to the Wu Li (吳歷) written by Hu Chong, Cao Cao sent loyal men acting as spy to his commanders during entertainments then on some pretext have them killed. Liu Bei often close his gates and concentrate his time to gardening. While Cao Cao would send someone to keep an eye on him. After the spy left, Liu Bei told Guan Yu and Zhang Fei: "How could I become a gardener? Cao Cao is really suspicious. We cannot stay with him." At night, he opened the rear gate and along with his followers left on light horseback. All the clothing he previously received was sealed and left behind. Then he headed for Xiaopei to raise his army.

On this anecdote, Pei Songzhi commented: "Cao Cao had Liu Bei lead an army to attack Yuan Shu, Guo Jia along with others were against his decision however he refused to listen to them. The matter should be clear. Liu Bei didn't escape because he was growing vegetables. All of this is absurd!" However the Chronicles of Huayang also gave a similar account with other information such as Guo Jia and Cheng Yu warning Cao Cao that Liu Bei had left, and Cao Cao sending riders to stop him but they failed to do so. It also stated that when he learned about Liu Bei doing trivial things, Cao Cao said: "Old Big Ears (大耳) is really oblivious to what is happening."

Taking refuge under Liu Biao (201–208)

In 201, Cao Cao led his army to attack Liu Bei in Runan Commandery after his victory over Yuan Shao at the Battle of Guandu. Liu Bei sent Mi Zhu and Sun Qian as ambassadors to Liu Biao. Liu Biao himself came to the outskirts to greet Liu Bei and his followers and treated them with utmost courtesy due an honoured guest. He gave him some troops and sent him to station at Xinye County in northern Jing Province to guard against Cao Cao's advances. Soon many men of talents joined Liu Bei and his rank greatly increased. Liu Biao didn't trust him completely and secretly guarded against Liu Bei.

In 202, Liu Biao ordered Liu Bei to fend off Xiahou Dun, Yu Jin and the other officers at Bowang. Liu Bei led his army and set up an ambush. Eventually, he set fire to his own camp and faked a retreat. When Xiahou Dun led his soldiers to the pursuit, they were crushed by the troops lying in ambush at Battle of Bowang. Liu Bei stayed in Jing Province for about seven years. When he was talking with Liu Biao, he rose up to go to the toilet. Then, he noticed that the flesh in his thighs had increased, he sighed heavily and wept. When he returned to his seat, Liu Biao was surprised and asked him about it. Liu Bei replied: "When I was younger, I've never left the saddle. My thighs were thin. Now I do not ride anymore, they have grown. The days and months pass like a stream, and old age will come, but I have achieved nothing. That's why I am sad."

Once, Liu Bei camped at Fancheng with his soldiers. Liu Biao was friendly to him however he was also anxious about Liu Bei's conduct and did not place much trust in him. One day, had asked Liu Bei to join him for a banquet. Kuai Yue and Cai Mao however wanted to use this as an occasion to kill him. Liu Bei saw through this, pretended to go to the toilet and nimbly escaped. His horse was named Dilu (的盧), and he quickly rode him. However, during the pursuit, he fell into the waters of the Tan Stream west of Xiangyang city. Liu Bei was drowning and couldn't get away from the river. He then cried: "Dilu! Today I'm in dire straits! Give it your all!" Dilu then jumped three zhang (7 meters) in a single leap and thus both of them got across. Quickly they found a ferry and crossed the river. While they were at half of the river, the pursuers caught up to them and could only apologize on Liu Biao's behalf.

In 207, Cao Cao planned a campaign to conquer the Wuhuan in the north but was apprehensive that Liu Biao might attack his base, however he was assured by Guo Jia that Liu Biao would not do so for fear of Liu Bei being more powerful than he was. Cao Cao agreed, and Guo Jia's point was proven later, when Liu Biao refused to attack Xu when Liu Bei advised him to do so. When Cao Cao returned from Liucheng. Liu Biao told to Liu Bei: "I didn't adopt your proposal and now I lost this great opportunity." Liu Bei answered: “Now the Tianxia is in chaos and every day there are battles. What seem to be a good opportunity may present himself later. If you are able to respond to them accordingly then this isn't worth regret."

Alliance with Sun Quan

Battles of Red Cliffs and Jiangling (208–211)

When Liu Bei was still at Dangyang, Lu Su met him, discussed with him of the situation in the empire and hinted that he should ally with the warlord Sun Quan against Cao Cao. After that, Lu Su asked Liu Bei where he wanted to go next. Liu Bei answered that he and Wu Ju (吳巨) the Administrator of Cangwu Commandery were friends and that he desired to join him. Lu Su told Liu Bei: "Sun Quan is talented and kind. His treats both the elites and the worthies with respect. All the heroes from the south of the Yangtze river already joined him. He also holds the six commanderies, his troops trained and the supplies abundant. You should join him. Now, I propose this plan to you. You should send a confidant of you as an envoy to the east and establish connections, promote the gains of this alliance and together we shall follow the same goal. But you speak of Wu Ju. He has no talents and command a distant commandery. He will soon be under another. How could you entrust yourself to him?" Liu Bei agreed with Lu Su.

Zhuge Liang, as Liu Bei's representative, followed Lu Su to meet Sun Quan at Chaisang County (柴桑縣; southwest of present-day Jiujiang, Jiangxi), where they discussed the formation of a Sun–Liu alliance against Cao Cao. Sun Quan already knew of Liu Bei great reputation and was impressed by Zhuge Liang's exceptional eloquence. Therefore, Liu Bei and Sun Quan formed their first alliance against the southward expansion of Cao Cao.

Liu Bei followed Lu Su's plan and led his army to Fankou (樊口). While Zhuge Liang was still on his diplomatic trip to Wu; Cao Cao had already led his vast army from the north and was near. Hearing about this, Liu Bei was afraid. Each day, he sent a scout to learn if Sun Quan's army arrived. One day, the scout reported that Zhou Yu's army was here. Liu Bei asked him if it wasn't Cao Cao's armies from Xu and Qing provinces. However the scout reassured him that he recognized Zhou Yu's boats. Liu Bei had a messenger sent to them. Zhou Yu told the messenger that he couldn't move because of his duty but wished to see and assist Liu Bei. Liu Bei told to Guan Yu and Zhang Fei that after they make contact and established the alliance, It wouldn't be fair to them to refuse their invitation then joined Zhou Yu via a single boat. He told Zhou Yu that they needed a plan to defeat Cao Cao and asked about the number of troops he had. Zhou Yu answered 30 000 which Liu Bei felt was not enough. Zhou Yu insisted that It would be enough for his plan and he only needs to watch him destroy Cao Cao's army. Liu Bei wished to deliberate with the others. Zhou Yu told him that he couldn't leave his post and if he wanted to discuss with Lu Su, he could separately go see him, he also adds that Zhuge Liang would be here in 2 or 3 days. Liu Bei felt disconcerted and although he knew of Zhou Yu's talent didn't believe he would defeat Cao Cao. Therefore, along with 2 000 soldiers, Guan Yu and Zhang Fei refuse to link his own force with Zhou Yu allowing a position where he could either advance or withdraw.

Establishing the Shu kingdom

Conquering Yi Province (211–214)

In 211, Liu Zhang, the Governor of Yi Province (covering present-day Sichuan and Chongqing), heard that Cao Cao planned to attack the warlord Zhang Lu in Hanzhong Commandery. As Hanzhong Commandery was a strategic location and the northern "gateway" into Yi Province, Liu Zhang was afraid. At this time, the mounted escort Zhang Song told him: "Cao Cao's armies are strong and without a match in the empire. If he was able to use Zhang Lu's grain stores and launch an invasion of Yi province, who could stop him." Liu Zhang answered that he was worried but without a plan. Zhang Song answered: "Liu Bei is of the same clan as you and he is an unstoppable rival of Cao Cao. He commands troops with talent. If we used him to conquer Zhang Lu, Zhang Lu would surely be defeated. With Zhang Lu vanquished, Yi province would be safe and even if Cao Cao were to come, he would be defeated."

After listening to the advice from Zhang Song, Liu Zhang sent Fa Zheng with 4000 men to form an alliance with Liu Bei and presented him with many expensive gifts. Zhang Song and Fa Zheng privately disapproved of Liu Zhang's governance and looked at Liu Bei as a solution for a legitimate successor. When Liu Bei met them, he welcomed them warmly and treated them with kindness. He used this opportunity to learn more about Yi province, mostly the weaponry, stores, and number of horses, as well as other strategic locations and their distances to each other. Zhang Song and his entourage told him about everything and furthermore drew a map of Yi province with the location of the mountains and rivers. With their help, Liu Bei learned all about Yi province. Liu Zhang invited Liu Bei to join him in Yi Province to capture Hanzhong Commandery before Cao Cao did.

Liu Bei led an expedition force of several ten thousand soldiers into Yi Province after leaving behind Zhuge Liang, Guan Yu, Zhang Fei and Zhao Yun to guard Jing Province. Liu Zhang welcomed Liu Bei, when they saw each other, both of them were friendly. Before this, Zhang Song told Fa Zheng to report to Liu Bei that with Pang Tong's backing, they could ambush Liu Zhang at the meeting spot. However, Liu Bei thought that the plan was too hasty for such an important act.

Liu Zhang then sent a proposition to have Liu Bei be made Commander in Chief and colonel director of the retainers. Liu Bei also proposed Liu Zhang to be General Who Subdues The West and Gouvernor of Yi province. Liu Zhang provided him with more troops under his command and have him supervised the White River Army. With those reinforcement, Liu Bei's army was over 30 000 men with plenty of weapons and horses. While Liu Zhang left for Chengdu, Liu Bei headed to Jiameng Pass (southwest of present-day Guangyuan, Sichuan) at the border between Liu Zhang and Zhang Lu's territories. Instead of engaging Zhang Lu, Liu Bei halted his advance and focused on building connections and gaining influence around the area. He was kind and virtuous and so he soon gained the hearts of the masses

Sun–Liu territorial dispute (215–217)

After Liu Bei's conquest of Yi Province, Sun Quan sent Lu Su as an emissary to demand the return of the commanderies in Jing Province, but Liu Bei refused and told him to wait until he took Liang province. Sun Quan was furious then sent Lü Meng and Ling Tong to lead 20,000 men to attack southern Jing Province and they succeeded in capturing Changsha, Guiyang and Lingling commanderies. In the meantime, Lu Su and Gan Ning advanced to Yiyang County with 10,000 men to block Guan Yu) and took over command of the army at Lukou. Liu Bei personally went to Gong'an County with 50 000 soldiers while Guan Yu led 30,000 men to Yiyang County. When war was about to break out, Liu Bei received news that Cao Cao was planning to attack Hanzhong Commandery after Zhang Lu fled to Baxi.

Liu Bei became worried about Cao Cao seizing Hanzhong Commandery. and requested for a border treaty with Sun Quan for the Jing province with Jiangxia, Changsha and Guiyang going to Sun Quan while Nan commandery, Lingling and Wuling would go back to Liu Bei, setting the new border along the Xiang River. Liu Bei led his army back to Ba commandery and had Huang Quan sent to lead troops to meet Zhang Lu, however he already had surrendered to Cao Cao.

Hanzhong Campaign (217–219)

In 215, Cao Cao defeated Zhang Lu at the Battle of Yangping and seized Hanzhong Commandery. Sima Yi and Liu Ye advised him to take advantage of the victory to attack Yi Province, since it was still unstable under Liu Bei's new government and Liu Bei himself was away in Jing Province. Cao Cao, who was not fond of the terrain of the region, refused and left Xiahou Yuan, Zhang He and Xu Huang to defend Hanzhong Commandery.

In anticipation of a prolonged war, Zhang He led his army to Dangqu Commandery (宕渠郡; around present-day Qu County, Sichuan) in order to relocate the population of Ba Commandery (巴郡; present-day Chongqing and eastern Sichuan) to Hanzhong Commandery. Meanwhile, Liu Bei appointed Zhang Fei as the Administrator of Baxi Commandery (巴西郡) and ordered him to take over the region. Zhang Fei and Zhang He faced each other for 50 days, which concluded with a victory for the former following a surprise attack on the latter. Narrowly escaping, Zhang He retreated to Nanzheng County on foot, and the Ba region became part of Liu Bei's territory.

In 217, Fa Zheng pointed out the strategic necessities of seizing Hanzhong Commandery and advised Liu Bei to drive Cao Cao's force out of the area. Liu Bei sent Zhang Fei, Ma Chao and others to capture Wudu Commandery (武都郡), while he assembled an army and advanced to Yangping Pass. Zhang Fei was forced to retreat after his aides Wu Lan (吳蘭) and Lei Tong (雷銅) were defeated and killed by Cao Cao's forces. Liu Bei, engaged Xiahou Yuan at Yangping Pass, tried to cut the enemy's supply route by sending his general Chen Shi to Mamingge (馬鳴閣), but was routed by Xiahou Yuan's subordinate, Xu Huang. Liu Bei then pressed on Zhang He at Guangshi (廣石) but failed to achieve any success; at the same time, Xiahou Yuan and Zhang He were not able to hinder Liu Bei from mobilising forces around the area. The war turned into a stalemate, and Cao Cao decided to gather an army in Chang'an to fight Liu Bei.

In the spring of 219, Liu Bei and Xiahou Yuan had faced each other for over a year. Liu Bei led the main army to the south of the Mian River (沔水) and ordered Huang Zhong to set up camps on Mount Dingjun, where Xiahou Yuan's encampment in the valley below could be easily monitored. One night, Liu Bei sent 10,000 troops to attack Zhang He in Guangshi and set fire to Xiahou Yuan's barricades. Xiahou Yuan then led a small detachment to put out the fire and sent the main army to reinforce Zhang He as he was overcome by Liu Bei. Fa Zheng saw an opportunity for attack and signalled to Liu Bei to launch an assault. Liu Bei sent Huang Zhong to attack the weakened enemy from above. Huang Zhong targeted Xiahou Yuan's unit and completely routed it. Both Xiahou Yuan and Zhao Yong, Cao Cao's appointed Inspector of Yi Province, were killed in the battle.

Becoming an emperor (219–221)

In early winter 219, Sun Quan's forces led by Lü Meng invaded Liu Bei's territories in Jing Province and captured and executed Guan Yu. After learning of Guan Yu's death and the loss of Jing Province, Liu Bei turned furious and ordered his troops to begin preparing for war with Sun Quan. In early 220, Cao Cao died and was succeeded by his son, Cao Pi. Later that year, Cao Pi usurped the throne from Emperor Xian, ended the Eastern Han dynasty and established the state of Cao Wei with himself as the emperor. With some reports saying that the Han Emperor had been killed, Liu Bei declared mourning and adopted mourning clothes. He gave the emperor the posthumous title of The Filial Commiserating Emperor (孝愍皇帝).

Following the rumors of Emperor Xian's death, there were many favorable omens and soon more and more officials among Liu Bei's court advocated to have him declared Emperor, but Liu Bei refused.

After a dispute with Liu Feng and fearing that Liu Bei would hold him responsible for not reinforcing Guan Yu, Meng Da alongside many of his followers defected to Wei. Assisted by Xu Huang and Xiahou Shang, they conquered Fangling, Shangyong and Xicheng commanderies from Liu Bei's adopted son, Liu Feng. Upon his return to Chengdu, Liu Bei was furious with Liu Feng's loss and his refusal to send reinforcement to Guan Yu in 219. Upon Zhuge Liang's suggestion, Liu Bei had Liu Feng commit suicide. Liu Bei wept upon his death.

In 221, Liu Bei declared himself emperor too and established the state of Shu Han; he claimed that his intention was to keep the Han dynasty's lineage alive. He changed the reign year and made Zhuge Liang his chancellor and Xu Jing his minister over the masses. He established a bureaucracy and an ancestral temple where he offered sacrifices to Emperor Gao (the founding emperor of the Han Dynasty). He designated Lady Wu as his empress and made his son Liu Shan crown prince. Later, he named his son Liu Yong prince of Lu and his other son Liu Li prince of Liang.

Defeat and death (221–223)

In the August 221, Liu Bei personally led an army to attack Sun Quan to avenge Guan Yu and retake his lost territories in Jing Province, while leaving Zhuge Liang in charge of state affairs in Chengdu. Sun Quan sent a letter seeking for peace, but Liu Bei refused. Even though Zhang Fei was murdered by his subordinates during the onset of the battle, Liu Bei was still able to achieve initial victories against the Sun commandants stationed at Wu and Zigui until Lu Xun, the frontline commander of Sun Quan's forces, ordered a retreat to Yiling. Lu Xun held his position there and refused to engage the invaders.

Knowing that his enemy was not expecting a sudden strike, Lu Xun ordered a counterattack and set fire to the Shu camps linked to each other by wooden fences. 40 camps of Liu Bei's expedition force were destroyed in the fire attack and the remaining troops were defeated and forced to flee west to Ma'an Hills (northwest of Yiling), where they set up a defence. Lu Xun caught up with and besieged Liu Bei there before his men could recuperate. Liu Bei managed to escape overnight to Baidicheng by ordering his men to discard their armour and set them aflame to form a fire blockade. Lu Xun was unable to overcome the blockade and did not press any further attack. Liu Bei retreated to Yufu County (魚復縣; present-day Fengjie County, Chongqing), which he renamed "Yong'an" (永安; literally "everlasting peace"). Eventually because of Cao Pi's invasion of Wu, Lu Xun and Liu Bei renewed their alliance.

A few weeks before the decisive engagement between the Shu and Wu forces, there was an impressive yellow aura that manifested into the sky. Many saw this as an omen. After his defeat, Liu Bei lamented about this: "My defeat is Heaven's will!"

Sun Quan heard that Liu Bei was in Baidi and sent an envoy for peace, Liu Bei accepted and had Zhong Wei (宗瑋) sent in response. When Huang Yuan (黃元), the administrator of Hanjia, heard that Liu Bei was ill, he rebelled because he feared that after his death, his bad relationship with Zhuge Liang would bring him problems. He was defeated by Cheng Hu (陳曶) and executed. Liu Bei stayed in Baidicheng until his death from a serious illness on 10 June 223. On his deathbed, he named Zhuge Liang and Li Yan as regents to support Liu Shan and encouraged his sons to live well and do right.

Liu Bei's posthumous decree to Liu Shan was as such:"At first, my illness was only minor but it later evolved into other serious diseases. Those were more dangerous and couldn't be cured. If a man dies at fifty, it is not considered an early death. I am already past sixty. What is there further to regret? I'm not worried about me; but I'm worried about you and your brothers. When Master She came, he told me that the chancellor thought highly of you and saw you as a bright man exceeding his expectation. If he thinks so highly of you then I can leave. Be vigilant! Be vigilant! If an evil is minor, resist it nonetheless. If a good deed is trifling, perform it all the same. Only wisdom and virtue can truly win men's devotion. I was not a virtuous man; do not emulate me. You should study the Book of Han and the Book of Rites in your free time and read different philosophers such as the Six Secret Teachings and The Book of Lord Shang which elevate the soul. Then you can seek the worthies." When he was near death, he told his son Liu Yong to treat with his brothers the chancellor as a father and do their utmost to help him.

Appraisal

Chen Shou, once a subject of Shu and the historian who wrote Liu Bei's biography in the Records of the Three Kingdoms (Sanguozhi), appraised Liu Bei as follows:From the Former Lord's magnanimity, determination, tolerance and generosity to his judgment of men and treatment of elites assuredly had the air of Emperor Gaozu (Liu Bang) and the aura of a hero about him. When he entrusted the state and his son to Zhuge Liang, his mind was without ambivalence. It was truly the ultimate of selflessness of a ruler and his minister, and it is an excellent model for all time.Though he was able to respond to situations and was an able strategist, he could not match Emperor Wu of Wei (Cao Cao) and as a consequence his dominion was restricted. Though he might be broken, however he would not yield and in the end he could not be subjugated. Perhaps, he surmised that Cao Cao would be incapable of accepting him. He was not only competing for advantage but also simply sought thereby to avoid harm.

Chang Qu, historian and compiler of the Chronicles of Huayang in the fourth-century later used by Pei Songzhi in his annotations to the historical text Records of the Three Kingdoms also gave his appraisal of Liu Bei:

At the end of the Han dynasty, there was great chaos. Following this, many leaders arose. Among them were Dong Zhuo and Lü Bu. Yuan Shao and Yuan Shu. Han Sui and Ma Teng. Zhang Yang and Liu Biao. Alongside many others. All of them were put in charge of provinces and commanderies, they commanded armies numbering in the tens of thousands. They would claim that they were following in the footsteps of Gaozu and inspire themselves from the examples of Duke Huan of Qi and Duke Wen of Jin. Yet in the end, all of them were crushed and slaughtered by Emperor Wu of Wei, for he possessed divine martial valor and exceptional strategic thinking.

Looking at Liu Bei; he was a man of modest reputation and an obscure background however he was able to rise like a dragon and soar like a phoenix. He was a leader in Yu and a ruler in Xu. Later, he acquired the regions of Jing and Chu and would rise and ascend in the territory of Yi and Hanzhong. He inherited the legacy of the Han dynasty and split the land into three with Wu and Wei. Could such a man have enjoyed such successes if he did not possess heroic talents or enjoy Heaven's mandate?

However, when the Cao family replaced the Han dynasty. Liu Bei should have supported his faith in the fallen dynasty in order to demonstrate his intentions to all. When he claimed the title of King, it wasn't what the righteous should do. As Chen Shou commented, when he was near death. Liu Bei "entrusted the state and his son to Zhuge Liang without ambivalence". And Chen Shou thought that this relationship between a ruler and his minister is an excellent model for all time.

Family

Empress Zhaolie, of the Gan clan (昭烈皇后甘氏; d.210)

Liu Shan, Emperor Huai (漢懷帝劉禪; 207–271), first son

Empress Mu, of the Wu clan (穆皇后吳氏; d.245)

Furen Mi, of the Mi clan (麋夫人)

Furen Sun, of the Sun clan (孫夫人), daughter of Sun Jian

Unknown:

Liu Yong, Prince of Ganling (甘陵王)

Liu Li, Prince of Anping (安平王)

at least two daughters , captured by Cao Chun when Battle of Changban

In Romance of the Three Kingdoms

Romance of the Three Kingdoms is a 14th-century historical novel which romanticises the historical figures and events before and during the Three Kingdoms period of China. Written by Luo Guanzhong more than 1,000 years after the Three Kingdoms period, the novel incorporates many popular folklore and opera scripts into the character of Liu Bei, portraying him as a benevolent and righteous leader, endowed with charismatic potency (called de 德 in Chinese) who builds his state on the basis of Confucian values. This is in line with the historical background of the times during which the novel was written. Furthermore, the novel emphasises that Liu Bei was related, however distantly, to the imperial family of the Han dynasty, thus favouring another argument for the legitimacy of Liu Bei's reign.

Romance of the Three Kingdoms gives additional features Liu Bei's physical appearance. It mentions that Liu Bei is seven chi and five cun tall, with ears so large that they touch his shoulders and that he can even see them, long arms that extend beyond his knees, a fair and jade like face, and lips so red that it seems as though he is wearing lipstick. He wields a pair of double edged swords called shuang gu jian (雙股劍).

See the following for some fictitious stories in Romance of the Three Kingdoms involving Liu Bei:

Oath of the Peach Garden

Battle of Hulao Pass

The Three Visits to the Thatched Cottage

List of fictitious stories in Romance of the Three Kingdoms § Liu Bei's horse leaps across the Tan Stream

List of fictitious stories in Romance of the Three Kingdoms § Liu Bei and Lady Sun's marriage

Battle of Xiaoting § In fiction

General worship of Liu Bei

Liu Bei is worshipped as the patron of shoemakers in Chengdu. It is said that in 1845, during the reign of the Daoguang Emperor in the Qing dynasty, the shoemakers guild in Chengdu, who called themselves "disciples of Liu Bei", sponsored the construction of the Sanyi Temple in Liu Bei's honour. After being relocated many times, the temple can be found in Wuhou District today.

Since the Chinese government loosened its control on religious practices in recent years, the worship of Liu Bei among shoemakers has again gained popularity in Chengdu. In 2005, a large procession was carried out in front of the Sanyi Temple to commemorate Liu Bei – the first such event since the founding of the People's Republic of China in 1949.

A commentary carried by the Yangtse Evening Post criticised such practice as mere commercial gimmickry to exploit the fame of Liu Bei. It argued that although Liu Bei sold straw-woven shoes and mats for a living when he was young, he was hardly the inventor of shoes. According to legend, it was Yu Ze who made the first pairs of shoes with softwood during the time of the Yellow Emperor. However, the criticism did not dampen the enthusiastic shoe industry owners in their decision to erect a statue of Liu Bei in the West China Shoe Center Industrial Zone, which was still under construction in Wuhou District as of August 2005.

In popular culture

Film and television

Notable actors who have portrayed Liu Bei in films and television series include: Sun Yanjun in Romance of the Three Kingdoms (1994); Chang Fu-chien in Guan Gong (1996); Elliot Ngok in Three Kingdoms: Resurrection of the Dragon (2008); You Yong in Red Cliff (2008–09); Yu Hewei in Three Kingdoms (2010); Alex Fong in The Lost Bladesman (2011); Yan Yikuan in God of War, Zhao Yun (2016); Tony Yang in Dynasty Warriors (2019).

Card games

In the collectible card game Magic: The Gathering there is a card named "Liu Bei, Lord of Shu" in the Portal Three Kingdoms set. In the selection of hero cards in the Chinese card game San Guo Sha, there is also a "Liu Bei" card that players can select at the beginning of the game. In the Roll-and-write game Shu's Tactics, a hero named Liu Bei appears in chapter 3.

Video games

Liu Bei is featured as a playable character in all instalments of Koei's video game series Dynasty Warriors, as well as Warriors Orochi, a crossover between Dynasty Warriors and Samurai Warriors. He also appears in other Koei video game series such as the Romance of the Three Kingdoms series and Kessen II.

Liu Bei is the protagonist in Destiny of an Emperor, a RPG on the Nintendo Entertainment System (NES). Released in the United States by Capcom in 1989, the game also loosely follows the plot of the novel Romance of the Three Kingdoms.

Liu Bei's armour (based on the designs appearing in the Dynasty Warriors series) is available in the MMORPG MapleStory. Also featured are Cao Cao, Guan Yu, Zhuge Liang, Sun Quan, and Diaochan's designs.

Liu Bei is featured in the sequel to Level-5's game and anime Inazuma Eleven GO, Chrono Stone, as well as Cao Cao, Zhuge Liang, Guan Yu and Zhang Fei.

He is also featured as one of the available warlords that the player can choose from in Creative Assembly's game Total War: Three Kingdoms, along with the Netflix game Reigns: Three Kingdoms.